725 Results Found

The Insurance (Micro-insurance) Regulation

Kenya, The National Treasury and Planning

These regulations on micro-insurance applies to the approval of micro-insurance products; change in product features; group microinsurance policies; appointment and registration of micro-insurance intermediaries; training obligations; reprting requirements and other related matters.

Kenya 2020 Finance

Guideline on the Prevention of Money Laundering and Terrorism Financing in the Capital Markets

Kenya, The National Treasury and Planning

This guideline oulines the procedures for customer identification; customer due diligece; record keeping; new technology and non-face to face transactions; reporting requirements; the role of the capital market authority; internal policies, compliance and training requirements; audit; tipping off; reliance on third parties and combating the financing of terrorism.

Kenya 2012 Finance

Exchange Traded Funds (ETF) Guidance Note

Kenya, The National Treasury and Planning

The guidance specify the policy guidance for ETF in Kenya, covering the issuance of ETFs, approval of ETFs, pre-listing of ETFs, requirements on risk and risk mitigation, appointment of market makers, appointment and responsibilities of trustee and manager, and requirments on details on the ETFs.

Kenya 2015 Finance

Guideline on Insurance Products for Insurance Companies and Intermediaries

Kenya, The National Treasury and Planning

This guideline follows the Insurance Act and aims to ensure insurance products sold by insurance companies and insurance intermediaries are not exploitative to the consumers and serve the purpose for which it is sold, i.e, consumers should be fully aware of product design, pricing, marketing, and other necessary disclosures.

Kenya 2012 Finance

Policy Guidance Note on Green Bonds

Kenya, The National Treasury and Planning

This policy guidance outlines the regulations for Green Bonds in Kenya including: procedure for the issuance of Green Bonds; procedure for the listing of Green Bonds; disclosure and continuous reporting obligations; consequences for breach of Green Bonds requirements; and other related matters.

Kenya 2019 Finance

Guideline for Market Conduct for Insurance Investigators and Motor Assessors

Kenya, The National Treasury and Planning

In line with the Insurance Act, this guidelines outlines the standards for the conduct of insurance investigators and motor assessors to ensure best practices and professioalism in the insurance business and for the effective development of the insurance sector.

Kenya 2012 Finance

The Capital Markets (Registered Venture Capital Companies) Regulations

Kenya, The National Treasury and Planning

These regulation applies to venture capital companies operating in the capital market. The regulations include: registration of venture capital company; investment by venture capital business; obligations of fund managers; deregistration of venture capital business by the authority; and other miscellaneous matters.

Kenya 2007 Finance

The Capital Markets (Securities/ Public Offering/Listing/ Disclosure) Regulations

Kenya, The National Treasury and Planning

These regulation covers issues related to securities, public offering, listing and disclosure in the capital markets such as: eligibility of issue securities, disclosure requirements, underwriting requirements, advertising, publishing of prospectus, and the appointment of transaction advisor.

Kenya 2002 Finance

The Insurance (Bancassurance) Regulations

Kenya, The National Treasury and Planning

These regulations is for the registration of bancassurance businesses and for the supervision of bancassurance businesses.

Kenya 2020 Finance

The Central Depositories (Operational) Rules

Kenya, The National Treasury and Planning

The rules specified in this document include: rules on appointment of a central depository agent; nature of interest in central depository accounts; structure of central depository accounts; opening and maintenance of depository account; transfer of central depository accounts; prohibitions against variations of contracts; withdrawals of securities; private transactions; settlement od trades; dispute resolution; and other issues.

Kenya 2000 Finance

Betting, Lotteries and Gaming Act, 2018

Kenya, The National Treasury and Planning

This is an Act of Parliament for the control and licensing of betting and gaming premises; for the taxation of betting and gaming businesses; and for the authourization of public lotteries as well as other related matters.

Kenya 2018 Finance

The Central Depositories (Regulation of Central Depositories) Rules

Kenya, The National Treasury and Planning

These regulations on central depositories cover: the rules and obligations of central depositories; guidelines for central depositories agents; insurance; the central depositories guarantee funds; and other miscellaneous provisions.

Kenya 2004 Finance

The Betting, Lotteries and Gaming (Online Gaming) Regulations

Kenya, The National Treasury and Planning

This regulations applies to: online and mobile bookmakers, mobile and online lotteries shops, online and mobile casino operation, and other remote gaming and betting businesses. The regulations outlines the terms and conditions, licensing and operation requirements for online gaming in Kenya.

Kenya 2019 Finance

The Capital Markets (Collective Investment Schemes) Regulations

Kenya, The National Treasury and Planning

The collective investment regualtions include: the registration and licensing of collective investment schemes; incorporation of collective investment schemes; management f collective investment scheme by the fund manager; pricing and valuation of shares; operational requiremnets; redemption and cancellation of shares; and other miscellaneous related to collective investment.

Kenya 2001 Finance

The Capital Markets (Corporate Governance/ Market Intermediaries) Regulations

Kenya, The National Treasury and Planning

These regulations of corporate governance in the capital market outlines: requirements for the appointment of director, registration of directors; role, accountability and responsibilities of the board; code of conduct; corporate governance framework; responsibilities of stakeholders; internal audit; responsibilities for risk management; responsibility for internal control; and other related matters.

Kenya 2011 Finance

The Capital Markets (Coffee Exchange) Regulations

Kenya, The National Treasury and Planning

These regulations makes provision for the establishment of the coffee exchange; regulation of coffee exchange; licensing of coffee brokers; efficient operation of coffee exchange; rules and obligations of a coffee exchange; and other related matters.

Kenya 2020 Finance

Corporate Governance Guidelines for Insurance and Reinsurance Companies

Kenya, The National Treasury and Planning

These guidelines outline: the principles of good governance, functions and responsibilitis of the board committees, responsibilities of senior management, responsibilities of principal officers, the role of independent auditors, and other related issues on disclosure and transparency.

Kenya 2011 Finance

The Capital Markets (Commodity Markets) Regulations

Kenya, The National Treasury and Planning

This regulation covers: the licensing of commodity exchanges; commodity clearing houses and commodity brokers; commodity settlement guarantee fund; penalties for breach of regulations; and other related matters.

Kenya 2019 Finance