725 Results Found
The Insurance (Micro-insurance) Regulation
Kenya, The National Treasury and Planning
These regulations on micro-insurance applies to the approval of micro-insurance products; change in product features; group microinsurance policies; appointment and registration of micro-insurance intermediaries; training obligations; reprting requirements and other related matters.
Kenya • 2020 • Finance
Guideline on the Prevention of Money Laundering and Terrorism Financing in the Capital Markets
Kenya, The National Treasury and Planning
This guideline oulines the procedures for customer identification; customer due diligece; record keeping; new technology and non-face to face transactions; reporting requirements; the role of the capital market authority; internal policies, compliance and training requirements; audit; tipping off; reliance on third parties and combating the financing of terrorism.
Kenya • 2012 • Finance
Exchange Traded Funds (ETF) Guidance Note
Kenya, The National Treasury and Planning
The guidance specify the policy guidance for ETF in Kenya, covering the issuance of ETFs, approval of ETFs, pre-listing of ETFs, requirements on risk and risk mitigation, appointment of market makers, appointment and responsibilities of trustee and manager, and requirments on details on the ETFs.
Kenya • 2015 • Finance
Guideline on Insurance Products for Insurance Companies and Intermediaries
Kenya, The National Treasury and Planning
This guideline follows the Insurance Act and aims to ensure insurance products sold by insurance companies and insurance intermediaries are not exploitative to the consumers and serve the purpose for which it is sold, i.e, consumers should be fully aware of product design, pricing, marketing, and other necessary disclosures.
Kenya • 2012 • Finance
Policy Guidance Note on Green Bonds
Kenya, The National Treasury and Planning
This policy guidance outlines the regulations for Green Bonds in Kenya including: procedure for the issuance of Green Bonds; procedure for the listing of Green Bonds; disclosure and continuous reporting obligations; consequences for breach of Green Bonds requirements; and other related matters.
Kenya • 2019 • Finance
Guideline for Market Conduct for Insurance Investigators and Motor Assessors
Kenya, The National Treasury and Planning
In line with the Insurance Act, this guidelines outlines the standards for the conduct of insurance investigators and motor assessors to ensure best practices and professioalism in the insurance business and for the effective development of the insurance sector.
Kenya • 2012 • Finance
Guidance on Transitional Arrangements for the Coffee Sector Players in Line with the Capital Markets Regulations
Kenya, The National Treasury and Planning
This guidance is for the regulation of the spot commodity market for coffee in Kenya and include the licensing and supervision of coffee exchange and coffee brokers by the Capital Market Authority.
Kenya • 2020 • Finance
The Capital Markets (Registered Venture Capital Companies) Regulations
Kenya, The National Treasury and Planning
These regulation applies to venture capital companies operating in the capital market. The regulations include: registration of venture capital company; investment by venture capital business; obligations of fund managers; deregistration of venture capital business by the authority; and other miscellaneous matters.
Kenya • 2007 • Finance
The Capital Markets (Securities/ Public Offering/Listing/ Disclosure) Regulations
Kenya, The National Treasury and Planning
These regulation covers issues related to securities, public offering, listing and disclosure in the capital markets such as: eligibility of issue securities, disclosure requirements, underwriting requirements, advertising, publishing of prospectus, and the appointment of transaction advisor.
Kenya • 2002 • Finance
The Insurance (Bancassurance) Regulations
Kenya, The National Treasury and Planning
These regulations is for the registration of bancassurance businesses and for the supervision of bancassurance businesses.
Kenya • 2020 • Finance
The Central Depositories (Operational) Rules
Kenya, The National Treasury and Planning
The rules specified in this document include: rules on appointment of a central depository agent; nature of interest in central depository accounts; structure of central depository accounts; opening and maintenance of depository account; transfer of central depository accounts; prohibitions against variations of contracts; withdrawals of securities; private transactions; settlement od trades; dispute resolution; and other issues.
Kenya • 2000 • Finance
Betting, Lotteries and Gaming Act, 2018
Kenya, The National Treasury and Planning
This is an Act of Parliament for the control and licensing of betting and gaming premises; for the taxation of betting and gaming businesses; and for the authourization of public lotteries as well as other related matters.
Kenya • 2018 • Finance
The Central Depositories (Regulation of Central Depositories) Rules
Kenya, The National Treasury and Planning
These regulations on central depositories cover: the rules and obligations of central depositories; guidelines for central depositories agents; insurance; the central depositories guarantee funds; and other miscellaneous provisions.
Kenya • 2004 • Finance
The Betting, Lotteries and Gaming (Online Gaming) Regulations
Kenya, The National Treasury and Planning
This regulations applies to: online and mobile bookmakers, mobile and online lotteries shops, online and mobile casino operation, and other remote gaming and betting businesses. The regulations outlines the terms and conditions, licensing and operation requirements for online gaming in Kenya.
Kenya • 2019 • Finance
The Capital Markets (Collective Investment Schemes) Regulations
Kenya, The National Treasury and Planning
The collective investment regualtions include: the registration and licensing of collective investment schemes; incorporation of collective investment schemes; management f collective investment scheme by the fund manager; pricing and valuation of shares; operational requiremnets; redemption and cancellation of shares; and other miscellaneous related to collective investment.
Kenya • 2001 • Finance
The Capital Markets (Corporate Governance/ Market Intermediaries) Regulations
Kenya, The National Treasury and Planning
These regulations of corporate governance in the capital market outlines: requirements for the appointment of director, registration of directors; role, accountability and responsibilities of the board; code of conduct; corporate governance framework; responsibilities of stakeholders; internal audit; responsibilities for risk management; responsibility for internal control; and other related matters.
Kenya • 2011 • Finance
The Code of Corporate Governance Practices for Issuers of Securities to the Public
Kenya, The National Treasury and Planning
This code outlines the guidelines for appointment of the board of directors, structure of the board, functions of the board, board independence, compliance with laws, regulations and standards, governance audit and other related issues.
Kenya • 2015 • Finance
The Capital Markets (Coffee Exchange) Regulations
Kenya, The National Treasury and Planning
These regulations makes provision for the establishment of the coffee exchange; regulation of coffee exchange; licensing of coffee brokers; efficient operation of coffee exchange; rules and obligations of a coffee exchange; and other related matters.
Kenya • 2020 • Finance
Corporate Governance Guidelines for Insurance and Reinsurance Companies
Kenya, The National Treasury and Planning
These guidelines outline: the principles of good governance, functions and responsibilitis of the board committees, responsibilities of senior management, responsibilities of principal officers, the role of independent auditors, and other related issues on disclosure and transparency.
Kenya • 2011 • Finance
The Capital Markets (Commodity Markets) Regulations
Kenya, The National Treasury and Planning
This regulation covers: the licensing of commodity exchanges; commodity clearing houses and commodity brokers; commodity settlement guarantee fund; penalties for breach of regulations; and other related matters.
Kenya • 2019 • Finance